On the record about

sec

2 people · 4 quotes · 13 Jul 2021 to 23 Apr 2024

Who is on this subjectordered by the date of their first quote here

2 of 2 lanes rest on fewer than 5 quotes and are marked thin. Offsets are days from the middle first-quote date, 13 Jul 2021 — a date, and nothing else. It is not a claim about who reached a view first.

The chronologysourced and dated, oldest first

    1. David Friedberg

      Friedberg argues FINRA's $70 million fine was sized to keep the SEC from regulating digital financial services.

      “And, you know, putting that $70,000,000 fine on Robinhood was a big enough fine to say, you know what? We don't want the SEC coming in.”

      13 Jul 2021 · CNBC Television · 2:23 · source · permalink
    2. David Friedberg

      Friedberg explains FINRA's $70 million fine was designed to keep the SEC from imposing stricter regulations.

      “putting that $70,000,000 fine on Robinhood was a big enough fine to say, you know what? We don't want the SEC coming in.”

      13 Jul 2021 · CNBC Television · 2:24 · source · permalink
    1. Bill Gurley

      Gurley says SEC's well-intentioned response to fewer IPOs risks institutionalizing private investing for average investors.

      “I personally don't think it's healthy because a minute that happens and everyone realizes that there's less companies going public and companies staying private longer, then the SEC, I think in a well intentioned way goes, oh my god. The average investor's missing out on this asset class.”

      23 Apr 2024 · Invest Like the Best · 48:46 · source · permalink
    2. Bill Gurley

      Gurley warns SEC's well-intentioned response to fewer IPOs—institutionalizing private company investing—will fail massively.

      “But what they wanna do to fix it is then some kinda institutionalized investing in private companies, which I think will fail massively.”

      23 Apr 2024 · Invest Like the Best · 49:04 · source · permalink

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